SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| C/O APPLIED MATERIALS, INC. |
| P.O. BOX 58039, 3050 BOWERS AV. M/S 2023 |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
03/23/2005
|
3. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE
[ AMAT ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Vice President |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Common Stock |
3,182 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Employee Stock Option (Right to Buy) |
07/15/2003 |
10/19/2006 |
Common Stock |
28,000 |
18.6875 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2004 |
10/18/2007 |
Common Stock |
17,000 |
21.0313 |
D |
|
| Employee Stock Option (Right to Buy) |
12/13/2004 |
12/13/2007 |
Common Stock |
7,000 |
21.345 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2005 |
04/09/2008 |
Common Stock |
17,000 |
19.41 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2005 |
08/16/2008 |
Common Stock |
43,000 |
22.35 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2003 |
10/19/2008 |
Common Stock |
50,000 |
16.275 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2006 |
10/19/2008 |
Common Stock |
70,000 |
16.275 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2004 |
03/20/2009 |
Common Stock |
36,000 |
25.5 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2007 |
11/19/2009 |
Common Stock |
40,000 |
15.07 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2004 |
11/19/2009 |
Common Stock |
30,000 |
15.07 |
D |
|
| Employee Stock Option (Right to Buy) |
|
07/11/2010 |
Common Stock |
60,000 |
17.39 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2007 |
10/29/2010 |
Common Stock |
90,000 |
22.58 |
D |
|
| Employee Stock Option (Right to Buy) |
07/15/2008 |
10/29/2010 |
Common Stock |
130,000 |
22.58 |
D |
|
| Employee Stock Option (Right to Buy) |
|
11/03/2011 |
Common Stock |
100,000 |
16.12 |
D |
|
| Explanation of Responses: |
|
|
|
/s/ Charmaine Mesina, Attorney-In-Fact |
04/04/2005 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd63664_71779.html
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints each of Charmaine Mesina and Mary Zeigler, signing singly,
the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer of
Applied Materials, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary
or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment(s) thereto,
and timely file such form with the United States Securities and Exchange Commission and any stock exchange
or similar authority; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of
any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer
required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities
issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this
24th day of March, 2005.
/s/ Gilad Almogy
Gilad Almogy
